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1-15 of 396 results
Northill Capital to acquire majority interest in Securis Investment Partners
18 April 2012 | By BBR Staff Writer
Northill Capital has agreed to purchase a majority interest in Securis Investment Partners for an undisclosed sum from Securis’ external partners, including Swiss Re and Stone Point Capital.
Intermediaries > Prime Brokerages > News
SEC charges optionsXpress, Five Individuals for short selling fraud
17 April 2012 | By BBR Staff Writer
US Securities and Exchange Commission has sued optionsXpress, an online brokerage and clearing agency as well as four officials at the firm and a customer for their involvement in an offensive naked short selling scheme.
Intermediaries > Prime Brokerages > News
Saxo Capital unveils South African operations
13 March 2012 | By BBR Staff Writer
Saxo Capital Markets, a subsidiary of Saxo Bank Group in Denmark has unveiled its South African operations, where the firm will provide online trading and investment in FX, CFDs, ETFs, Stocks, Futures, Options and other derivatives.
Intermediaries > Prime Brokerages > News
Rodman & Renshaw to debut automated electronic transaction platform
06 March 2012 | By BBR Staff Writer
Rodman & Renshaw Capital will introduce an automated electronic transaction platform DirectMarkets, which will provide direct access to existing public companies and investors seeking to transact primary offerings of securities.
Intermediaries > Prime Brokerages > News
RBI may approve Enam-Axis deal by next month
27 February 2012 | By BBR Staff Writer
The sale of Indian brokerage firm Enam Securities to Axis Bank is likely to materialise next month, which is pending for the last 16 months.
Intermediaries > Prime Brokerages > News
ICBA selects ICA as retail brokerage service provider
27 February 2012 | By BBR Staff Writer
The Independent Community Bankers of America (ICBA) has chosen Investment Centers of America (ICA) as the Preferred Service Provider (PSP) for retail brokerage services.
Intermediaries > Prime Brokerages > News
Lime Brokerage unveils new risk management tool
20 January 2012 | By BBR Staff Writer
Lime Brokerage has launched a new risk management application, LimeDirect that offers near frictionless trading by allowing the client to control the market drivers and network.
Intermediaries > Prime Brokerages > News
Raymond James to buy brokerage Morgan Keegan for $930m
12 January 2012 | By BBR Staff Writer
Raymond James Financial has agreed to acquire brokerage and investment banking firm Morgan Keegan & Company and related affiliates from Regions Financial for $930m.
Intermediaries > Prime Brokerages > News
Schwab upgrades StreetSmart Edge Trading Platform
20 December 2011 | By BBR Staff Writer
Charles Schwab has introduced a suite of enhancements to its StreetSmart Edge trading platform to provide active traders with flexible order entry capabilities and new market monitoring features.
Intermediaries > Prime Brokerages > News
Instinet BlockMatch gets European regulators approval to reference EBBO
15 December 2011 | By BBR Staff Writer
Instinet BlockMatch dark MTF has been granted approval by the UK Financial Services Authority (FSA) and the European Securities and Markets Authority (ESMA) to reference a consolidated European Best Bid and Offer (EBBO).
Intermediaries > Prime Brokerages > News
Daiwa Capital to sell prime brokerage unit to Bank of Nova Scotia
02 December 2011 | By BBR Staff Writer
Daiwa Capital Markets Europe (DCME), the wholly owned subsidiary of Daiwa Securities Capital Markets, has agreed to sell its synthetic prime brokerage to Bank of Nova Scotia.
Intermediaries > Prime Brokerages > News
JP Morgan offers prime custody service to European Clients
02 December 2011 | By BBR Staff Writer
JP Morgan has expanded its Prime Custody service offering to European-based hedge fund clients’ as part of its strategy to increase its market share in European prime brokerage business.
Intermediaries > Prime Brokerages > News
TradeStation Group buys forex brokerage IBFX Holdings
17 November 2011 | By BBR Staff Writer
TradeStation Group has acquired IBFX Holdings, the parent of the Interbank FX group of companies; including Interbank FX and IBFX Australia.
Intermediaries > Prime Brokerages > News
Pohjola Asset Management, ITG launch new trading service
08 November 2011 | By BBR Staff Writer
Pohjola Asset Management (PAM) and Investment Technology Group (ITG) have launched a Smart Routing and Algorithmic Trading Service.
Intermediaries > Prime Brokerages > News
Saxo Bank opens new branch in Brussels
31 October 2011 | By BBR Staff Writer
Danish online trading and investment specialist Saxo Bank has opened a new branch in Brussels in order to provide Belgian investors with access to international financial markets.
Intermediaries > Prime Brokerages > News

BBR Supplier Recommendations

Fleming Europe - Business-to-Business Events and Training
Serving the need for information and knowledge sharing for over six years, Fleming Europe has become one of the most important business intelligence companies delivering quality business-to-business (B2B) events worldwide. ... Intermediaries > Prime Brokerages > Suppliers
SafeNet - The Data Protection Company
SafeNet is a leading global provider of data protection. For over 25 years, the banking sector has turned to SafeNet to secure and protect their most valuable data assets and intellectual property. ... Intermediaries > Prime Brokerages > Suppliers
London Stock Exchange Group - Real-Time Market Prices, Trading Data and Post-Trade Services
The London Stock Exchange (LSE) is at the forefront of the global financial market and is home to many of the largest and most successful companies in the world. The LSE supplies real-time prices and trading data, as well post-trade services, data solutions and reconciliations through its UnaVista service.... Intermediaries > Prime Brokerages > Suppliers
Melbourne IT - IT Services for the Banking Industry
Melbourne IT helps organizations of all sizes to successfully do business online. Melbourne IT’s portfolio of Internet-based technology services drives business effectiveness and profitability for more than 350,000 customers around the world. Melbourne IT is one of the largest corporate registrars worldwide, providing leadership in domain name registrations and related online business solutions.... Intermediaries > Prime Brokerages > Suppliers
Security and Compliance Services
For over twenty years, ActivIdentity and HID Global have been helping customers meet their security and compliance requirements. We offer the industry’s broadest range of authentication and credential management solutions and the commitment to offer the best balance between security, cost and convenience. That is why thousands of the most security conscious organizations around the globe trust ActivIdentity and HID Global for their secure identity solutions. From standards-based token authentication for your mobile workforce, through smart card authentication to the desktop and multi-channel authentication for online banking, ActivIdentity and HID Global have the right solution to match your unique business demands. ... Intermediaries > Prime Brokerages > Suppliers
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BBR White Paper Recommendations

Achieving Measurable Gains by Automating Claims Processing 30 November 2011 | By Kofax
Moving to a fully automated process is a goal for claims processing of nearly all insurance executives. Companies are at various levels of automation and often do not have an appropriate strategy to achieve higher levels of automation. This white paper identifies seven levels of claims automation and provides a roadmap that can be followed to enhance claims processing. This straightforward approach can be used to increase the likelihood of successful automation. Download this free white paper from Kofax to find out more.... Intermediaries > Prime Brokerages > White Papers Customer Centricity: The Key to Success in Retail Banking 30 November 2011 | By Kofax
The economic slowdown has forced many banks to redirect their focus to retail banking and reinvent themselves as customer-centric organizations. But many institutions still use legacy infrastructures and processes that hinder necessary readjustments, in particular with regard to information exchange and customer communication. This white paper explains how these difficulties can be overcome, and how banks and financial institutions can reengineer core IT and business processes to support their business objectives. Download this free white paper from Kofax to find out more.... Intermediaries > Prime Brokerages > White Papers Insurance: Converging Customers, Cost Management and Compliance 30 November 2011 | By Kofax
The global financial crisis has not hit the insurance industry as hard as the banking or investment industry—with the exception of those insurers with high exposure to the banking industry—but all insurers, both local and global, face mounting challenges. Download this free white paper from Kofax to find out more.... Intermediaries > Prime Brokerages > White Papers The Top Ten Reasons to Automate Your Banking AP Processes 30 November 2011 | By Kofax
Accounts Payables organizations are charged with reducing costs, improving performance, achieving regulatory compliance, increasing visibility and enabling the corporation’s strategic initiatives — all at the same time. The fundamental issue is not whether a company should strive for these goals but how well they can be accomplished. This paper will count down the top ten reasons to automate your Banking AP processes and explore the solutions that can be leveraged to reduce costs, strengthen controls, improve service levels and increase visibility. Download this free white paper from Kofax to find out more.... Intermediaries > Prime Brokerages > White Papers Five Ways to Make a Difference in Banking 30 November 2011 | By Kofax
This short guide explains how your bank or financial institution can start improving the customer experience by automating core business processes. Download this free white paper from Kofax to find out more.... Intermediaries > Prime Brokerages > White Papers See more
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