Log in or Register for enhanced features | Forgotten Password?
White Papers | Suppliers | Events | Report Store | Companies | Dining Club | Videos
Intermediaries
Prime Brokerages
Return to: BBR Home | Intermediaries | Prime Brokerages | News
Search Refinements

Prime Brokerages News

View news from other Banking sectors:
151-165 of 316 results
Wunderlich appoints new co-president of private client group
By BBR Staff Writer
Wunderlich Securities, a Tennessee-based brokerage firm, has appointed Jim Parrish as new co-president of the firm’s Private Client Group (PCG) in the company’s Memphis headquarters.
Intermediaries > Prime Brokerages > News
Scotia iTRADE launches new online market data platform
By BBR Staff Writer
Scotia iTRADE has launched FlightDesk, a new fully-customizable and intuitive online market data platform designed for active traders to identify market opportunities.
Intermediaries > Prime Brokerages > News
FINRA slaps $1m fine on Wells Fargo for delay in broker record updates
By BBR Staff Writer
Financial Industry Regulatory Authority (FINRA) has fined $1m on Wells Fargo Advisors for its failure to deliver prospectuses in a timely manner to nearly 934,000 customers, who purchased their mutual funds in 2009.
Intermediaries > Prime Brokerages > News
BGC Partners to acquire Newmark
By BBR Staff Writer
BGC Partners, an intermediary to the wholesale financial markets, has agreed to acquire Newmark, a real estate advisory firm which operates as Newmark Knight Frank in the US and which is associated with London-based Knight Frank, which has offices throughout the rest of the world.
Intermediaries > Prime Brokerages > News
BNY Mellon introduces series of new services for tri-party repo clients
By BBR Staff Writer
BNY Mellon Broker-Dealer Services has introduced series of new services to improve the infrastructure, operations and systems supporting its tri-party repo clients.
Intermediaries > Prime Brokerages > News
Southwest Securities appoints new executive vice president
By BBR Staff Writer
Southwest Securities, the principal broker-dealer subsidiary of SWS Group, has appointed Holly Peritz as new executive vice president.
Intermediaries > Prime Brokerages > News
Citi launches OTC Derivatives Service
By BBR Staff Writer
Citi's Global Transaction Services Business has launched a comprehensive OTC Derivatives Service to consolidate and simplify the entire post-trade execution process.
Intermediaries > Prime Brokerages > News
Bank Of America Merrill Lynch adds Pairs strategy to algorithmic trading products
By BBR Staff Writer
Bank of America Merrill Lynch has added a highly adaptable Pairs strategy to its suite of algorithmic trading products.
Intermediaries > Prime Brokerages > News
FINRA slaps $2m fine on Santander Securities
By BBR Staff Writer
The Financial Industry Regulatory Authority (FINRA) of US has fined Santander Securities of Puerto Rico $2m for deficiencies in its structured product business.
Intermediaries > Prime Brokerages > News
JP Morgan Worldwide Securities Services appoints business development head for Benelux
By BBR Staff Writer
JP Morgan Worldwide Securities Services has appointed Rene Wiegel as managing director, head of business development for Benelux, effective immediately.
Intermediaries > Prime Brokerages > News
INTL FCStone subsidiary to acquire Ambrian Commodities
By BBR Staff Writer
INTL FCStone has said that INTL Global Currencies, its wholly-owned subsidiary in the UK, has agreed to acquire 100% of Ambrian Commodities (ACL), the London Metals Exchange (LME) brokerage subsidiary of Ambrian Capital.
Intermediaries > Prime Brokerages > News
Ava FX establishes new office in Italy
By BBR Staff Writer
Online financial products trading company Ava FX has established an office in Milan, Italy, in order to tailor services specifically to the Italian market.
Intermediaries > Prime Brokerages > News
Credit Suisse commences securities brokerage operations in Philippines
By BBR Staff Writer
Credit Suisse has commenced its securities brokerage operations in Philippines, offering its clients access to this key Southeast Asian market.
Intermediaries > Prime Brokerages > News
National Bank Direct Brokerage launches new ETF center
By BBR Staff Writer
National Bank Direct Brokerage, a wholly-owned subsidiary of National Bank of Canada, has launched a new exchange-traded funds (ETF) center enabling users to easily trade ETFs on the North American markets.
Intermediaries > Prime Brokerages > News
BTIG expands London sales team
By BBR Staff Writer
BTIG, a broker dealer specializing in institutional trading and related brokerage services, has expanded London office with the appointment Chris McGale, Jon Clements and Adam Bowers as sales trading professionals.
Intermediaries > Prime Brokerages > News
151-165 of 316 results