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106-120 of 316 results
Goldman Sachs Electronic Trading expands global crossing capabilities
By BBR Staff Writer
Goldman Sachs Electronic Trading (GSET) has launched SIGMA X Canada, expanding its global crossing capabilities.
Intermediaries > Prime Brokerages > News
Wells Fargo Securities hires 25 investment bankers from Citadel Securities
By BBR Staff Writer
Wells Fargo Securities has signed an agreement with Citadel Securities under which Wells Fargo Securities has hired a team of approximately 25 investment banking professionals and related administrative staff from Citadel Securities.
Intermediaries > Prime Brokerages > News
Ameriprise Financial agrees to sell Securities America to Ladenburg Thalman Financial Services
Ameriprise Financial has agreed to sell Securities America Financial Corporation and its subsidiaries to Ladenburg Thalman Financial Services, for $150m in cash and potential future payments if Securities America reaches certain financial criteria.
Intermediaries > Prime Brokerages > News
RBC Capital Markets appoints new CEO, COO for Europe
By BBR Staff Writer
RBC Capital Markets, the corporate and investment banking arm of Royal Bank of Canada, has appointed new CEO and COO for European region.
Intermediaries > Prime Brokerages > News
SEC sues brokerage firm Stifel, Nicolaus & Co over risky investments sale
By BBR Staff Writer
The Securities and Exchange Commission has sued brokerage firm Stifel, Nicolaus & Co. and a former senior executive for defrauding and selling risky and complex investments to five Wisconsin school districts.
Intermediaries > Prime Brokerages > News
PSM Holdings completes Fidelity Mortgage acquisition
By BBR Staff Writer
PSM Holdings, a provider of mortgage brokerage and banking services, has completed the acquisition of Fidelity Mortgage, located in Grand Junction, Colorado.
Intermediaries > Prime Brokerages > News
Citigroup fined by FINRA over failure to supervise sales assistant
By BBR Staff Writer
Citigroup Global Markets has been fined $500,000 by the Financial Industry Regulatory Authority (Finra) for failure to supervise a former registered sales assistant, Tamara Moon, who allegedly engaged in unauthorized trades.
Intermediaries > Prime Brokerages > News
RenCap Securities appoints new head of equity sales for North America
By BBR Staff Writer
RenCap Securities has appointed Richard Lumelleau to lead its New York equity sales team as head of Equity Sales, North America.
Intermediaries > Prime Brokerages > News
Cortview Capital appoints head of investment banking
By BBR Staff Writer
Cortview Capital Securities, a wholly owned subsidiary of Cortview Capital Holdings, has appointed Jerry Robinson as head of investment banking.
Intermediaries > Prime Brokerages > News
KBC Securities divests operations in Serbia, Romania
By BBR Staff Writer
KBC Securities has completed divesting its operations in Serbia and Romania by reaching an agreement on management buy-outs with the local management.
Intermediaries > Prime Brokerages > News
Fidessa publishes white paper exploring impact of multi-market equities trading in Australia
By BBR Staff Writer
Fidessa group has published first in a series of white papers exploring the impact of multi-market equities trading in Australia, following changes to its market integrity legislation.
Intermediaries > Prime Brokerages > News
Fidessa integrates FINCAD derivatives pricing library into its sell-side trading platforms
By BBR Staff Writer
Fidessa group has expanded its relationship with FINCAD by integrating FINCAD's derivatives pricing library into its sell-side trading platforms.
Intermediaries > Prime Brokerages > News
Wells Fargo Securities hires four new directors for program trading desk
By BBR Staff Writer
Wells Fargo Securities, part of Wells Fargo & Company, has hired four senior program trading professionals to create a new program trading desk and to enhance its equity product capabilities.
Intermediaries > Prime Brokerages > News
BNP Paribas launches new global prime brokerage platform
By BBR Staff Writer
French banking group BNP Paribas Corporate and Investment Banking (CIB) has launched its global Prime Brokerage platform, to provide clients with a global approach to financing, execution and servicing.
Intermediaries > Prime Brokerages > News
Religare Capital Markets acquires South Africa’s Noah Financial
By BBR Staff Writer
Indian investment banking firm Religare Capital Markets (RCML) has acquired a majority stake in South African brokerage Noah Financial Innovation.
Intermediaries > Prime Brokerages > News
106-120 of 316 results